Chief Compliance Officer · DWS Investments Australia Limited
David D. Hendriks
CRD 7473428 · Named on Form ADV at one SEC-registered adviser
At a glance
DWS Investments Australia Limited, an SEC-registered private fund adviser based in Sydney, Australia with $1.9 billion in regulatory assets, lists David D. Hendriks on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- DWS Investments Australia LimitedChief Compliance OfficerPrivate fund adviser · Sydney, Australia · $1.9B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Chris T. RobinsonDirector, DWS Investments Australia Limited
- Susanna N. WongLegal, DWS Investments Australia Limited
- Lidia A. TomovaDirector, DWS Investments Australia Limited
- Samantha J. MasonChief Operating Officer, DWS Investments Australia Limited
- Simon J. MurfinDirector, DWS Investments Australia Limited
1 more person named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.