Executive Chairman · Transwestern Investments
Robert D. Duncan
CRD 5291409 · Named on Form ADV at one SEC-registered adviser
At a glance
Transwestern Investments, an SEC-registered asset manager based in Dallas, TX with $3.7 billion in regulatory assets, lists Robert D. Duncan on its Form ADV as Executive Chairman, a control person.
Firms and roles
- Transwestern InvestmentsExecutive ChairmanAsset manager · Dallas, TX · $3.7B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Lawrence P. HeardChief Executive Officer, Transwestern Investments
- Reid M. BourgeoisChief Compliance Officer and Chief Financial Officer, Transwestern Investments
- Charles N. HazenPresident, Transwestern Investments
- Paul R. GarancisExecutive Managing Director, Head of Portfolio Management, Transwestern Investments
- Gary R. JayeChief Investment Officer, Transwestern Investments
1 more person named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.