Chief Executive Officer · Transwestern Investments
Lawrence P. Heard
CRD 6074029 · Named on Form ADV at one SEC-registered adviser
At a glance
Transwestern Investments, an SEC-registered asset manager based in Dallas, TX with $3.7 billion in regulatory assets, lists Lawrence P. Heard on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Transwestern InvestmentsChief Executive OfficerAsset manager · Dallas, TX · $3.7B in regulatory assets
AtlasMembers
Lawrence’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Robert D. DuncanExecutive Chairman, Transwestern Investments
- Reid M. BourgeoisChief Compliance Officer and Chief Financial Officer, Transwestern Investments
- Charles N. HazenPresident, Transwestern Investments
- Paul R. GarancisExecutive Managing Director, Head of Portfolio Management, Transwestern Investments
- Gary R. JayeChief Investment Officer, Transwestern Investments
1 more person named with Lawrence on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lawrence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.