Chief Compliance Officer and Chief Financial Officer · Transwestern Investments
Reid M. Bourgeois
CRD 6827217 · Named on Form ADV at one SEC-registered adviser
At a glance
Transwestern Investments, an SEC-registered asset manager based in Dallas, TX with $3.7 billion in regulatory assets, lists Reid M. Bourgeois on its Form ADV as Chief Compliance Officer and Chief Financial Officer, a control person.
Firms and roles
- Transwestern InvestmentsChief Compliance Officer and Chief Financial OfficerAsset manager · Dallas, TX · $3.7B in regulatory assets
AtlasMembers
Reid’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Robert D. DuncanExecutive Chairman, Transwestern Investments
- Lawrence P. HeardChief Executive Officer, Transwestern Investments
- Charles N. HazenPresident, Transwestern Investments
- Paul R. GarancisExecutive Managing Director, Head of Portfolio Management, Transwestern Investments
- Gary R. JayeChief Investment Officer, Transwestern Investments
1 more person named with Reid on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Reid’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.