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Office Manager/compliance · Sunbelt Securities

Raymond Joseph Miller

CRD 856248 · Named on Form ADV at one SEC-registered adviser

At a glance

Sunbelt Securities, an SEC-registered broker-dealer firm based in Houston, TX with $2.6 billion in regulatory assets, lists Raymond Joseph Miller on its Form ADV as Office Manager/compliance.

Firms and roles

  • Sunbelt SecuritiesOffice Manager/complianceBroker-dealer firm · Houston, TX · $2.6B in regulatory assets

AtlasMembers

Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.