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Financial Operations Principal · Sunbelt Securities

Thomas Francis Buckley

CRD 1563361 · Named on Form ADV at one SEC-registered adviser

At a glance

Sunbelt Securities, an SEC-registered broker-dealer firm based in Houston, TX with $2.6 billion in regulatory assets, lists Thomas Francis Buckley on its Form ADV as Financial Operations Principal, a control person.

Firms and roles

  • Sunbelt SecuritiesFinancial Operations PrincipalBroker-dealer firm · Houston, TX · $2.6B in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.