President / Secretary · Sunbelt Securities
David Anthony Smetek
CRD 1246996 · Named on Form ADV at one SEC-registered adviser
At a glance
Sunbelt Securities, an SEC-registered broker-dealer firm based in Houston, TX with $2.6 billion in regulatory assets, lists David Anthony Smetek on its Form ADV as President / Secretary, a control person.
Firms and roles
- Sunbelt SecuritiesPresident / SecretaryBroker-dealer firm · Houston, TX · $2.6B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Thomas Francis BuckleyFinancial Operations Principal, Sunbelt Securities
- Patrick Joseph SmetekRegistered Options Prinicpal, Sunbelt Securities
- Raymond Joseph MillerOffice Manager/compliance, Sunbelt Securities
- Dagny Wright YoungMunicipal Securities Principal, Sunbelt Securities
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.