Vice President - Risk Products · Northwestern Mutual Investment Services,llc
Quentin Michael Doll
CRD 6776231 · Named on Form ADV at one SEC-registered adviser
At a glance
Northwestern Mutual Investment Services,llc, an SEC-registered broker-dealer firm based in Milwaukee, WI with $0 in regulatory assets, lists Quentin Michael Doll on its Form ADV as Vice President - Risk Products, a control person.
Firms and roles
- Northwestern Mutual Investment Services,llcVice President - Risk ProductsBroker-dealer firm · Milwaukee, WI · $0M in regulatory assets
AtlasMembers
Quentin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Bradley Leahy EullSecretary, Northwestern Mutual Investment Services,llc
- Deborah Allison SchultzVice President and Chief Risk Officer, Northwestern Mutual Investment Services,llc
- Dawn Marie KalinowskiVice President - Chief Operations Officer, Northwestern Mutual Investment Services,llc
- Laila M ValtersPresident and CEO, Northwestern Mutual Investment Services,llc
- Bonnie Lynn TomczakVice President - Wealth, Northwestern Mutual Investment Services,llc
2 more people named with Quentin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Quentin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.