Vice President - Chief Operations Officer · Northwestern Mutual Investment Services,llc
Dawn Marie Kalinowski
CRD 2770565 · Named on Form ADV at one SEC-registered adviser
At a glance
Northwestern Mutual Investment Services,llc, an SEC-registered broker-dealer firm based in Milwaukee, WI with $0 in regulatory assets, lists Dawn Marie Kalinowski on its Form ADV as Vice President - Chief Operations Officer, a control person.
Firms and roles
- Northwestern Mutual Investment Services,llcVice President - Chief Operations OfficerBroker-dealer firm · Milwaukee, WI · $0M in regulatory assets
AtlasMembers
Dawn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Bradley Leahy EullSecretary, Northwestern Mutual Investment Services,llc
- Quentin Michael DollVice President - Risk Products, Northwestern Mutual Investment Services,llc
- Deborah Allison SchultzVice President and Chief Risk Officer, Northwestern Mutual Investment Services,llc
- Laila M ValtersPresident and CEO, Northwestern Mutual Investment Services,llc
- Bonnie Lynn TomczakVice President - Wealth, Northwestern Mutual Investment Services,llc
2 more people named with Dawn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.