Director; Vice President - Chief Risk Officer · Northwestern Mutual Investment Management Company, LLC
Deborah Allison Schultz
CRD 7440134 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Northwestern Mutual Investment Management Company, LLC, an SEC-registered asset manager based in Milwaukee, WI with $323.1 billion in regulatory assets, lists Deborah Allison Schultz on its Form ADV as Director; Vice President - Chief Risk Officer, a control person. The SEC filings also name Deborah at 1 other registered adviser.
Firms and roles
- Northwestern Mutual Investment Management Company, LLCDirector; Vice President - Chief Risk OfficerAsset manager · Milwaukee, WI · $323B in regulatory assets
- Northwestern Mutual Investment Services,llcVice President and Chief Risk OfficerBroker-dealer firm · Milwaukee, WI · $0M in regulatory assets
AtlasMembers
Deborah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (15)
- John E. BentleyChairman & President, Northwestern Mutual Investment Management Company, LLC
- Thomas D. ZaleDirector; Vice President - Real Estate, Northwestern Mutual Investment Management Company, LLC
- Daniel J. JulkaDirector; Vice President - Private Securities, Northwestern Mutual Investment Management Company, LLC
- Raymond J. AuthDirector; Vice President - Investment Strategy, Northwestern Mutual Investment Management Company, LLC
- Jason D. SmithDirector; Vice President - Public Investments, Northwestern Mutual Investment Management Company, LLC
10 more people named with Deborah on the same filings, with titles and firms. Free in Atlas with a free account.
See all 15 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deborah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.