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Chief Operating Officer · B. Riley Wealth Advisors, Inc.

Philip R. Zanone

CRD 2135221 · Named on Form ADV at 2 SEC-registered advisers

At a glance

B. Riley Wealth Advisors, Inc., an SEC-registered wealth manager based in Memphis, TN with $4.2 billion in regulatory assets, lists Philip R. Zanone on its Form ADV as Chief Operating Officer, a control person. The SEC filings also name Philip at 1 other registered adviser.

Firms and roles

AtlasMembers

Philip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.