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Chief Executive Officer · B. Riley Wealth Advisors, Inc.

Michael A. Mullen

CRD 1428116 · Named on Form ADV at 2 SEC-registered advisers

At a glance

B. Riley Wealth Advisors, Inc., an SEC-registered wealth manager based in Memphis, TN with $4.2 billion in regulatory assets, lists Michael A. Mullen on its Form ADV as Chief Executive Officer, a control person. The SEC filings also name Michael at 1 other registered adviser.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.