Advisory Operations Manager · B. Riley Wealth Advisors, Inc.
Agoston S. Horvath
CRD 4197884 · Named on Form ADV at one SEC-registered adviser
At a glance
B. Riley Wealth Advisors, Inc., an SEC-registered wealth manager based in Memphis, TN with $4.2 billion in regulatory assets, lists Agoston S. Horvath on its Form ADV as Advisory Operations Manager.
Firms and roles
- B. Riley Wealth Advisors, Inc.Advisory Operations ManagerWealth manager · Memphis, TN · $4.2B in regulatory assets
AtlasMembers
Agoston’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael A. MullenChief Executive Officer, B. Riley Wealth Advisors, Inc.
- Mary A. SwainChief Financial Officer, B. Riley Wealth Advisors, Inc.
- Philip R. ZanoneChief Operating Officer, B. Riley Wealth Advisors, Inc.
- Daniel OrtegaChief Compliance Officer, B. Riley Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Agoston’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.