Head of Sequoia Sentinel Family Office · Sequoia Financial Group, L.L.C.
Norborne G. Smith
CRD 1368072 · Named on Form ADV at one SEC-registered adviser
At a glance
Sequoia Financial Group, L.L.C., an SEC-registered wealth manager based in Akron, OH with $32.2 billion in regulatory assets, lists Norborne G. Smith on its Form ADV as Head of Sequoia Sentinel Family Office, a control person.
Firms and roles
- Sequoia Financial Group, L.L.C.Head of Sequoia Sentinel Family OfficeWealth manager · Akron, OH · $32B in regulatory assets
AtlasMembers
Norborne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Norborne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Thomas A. HaughtChairman, CEO, Sequoia Financial Group, L.L.C.
- Kevin N. TichnellEVP, Chief Strategy & Acquisitions Officer, Interim Chief Financial Officer, Sequoia Financial Group, L.L.C.
- Annelise W. McCauleyPresident, Interim Chief Operating Officer, Sequoia Financial Group, L.L.C.
- Trevor R. ChunaChief Technology Officer, Sequoia Financial Group, L.L.C.
- Christopher B. ThomEVP, Chief Strategy & Partnership Officer, Sequoia Financial Group, L.L.C.
6 more people named with Norborne on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Norborne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.