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President, Interim Chief Operating Officer · Sequoia Financial Group, L.L.C.

Annelise W. McCauley

CRD 4561286 · Named on Form ADV at one SEC-registered adviser

At a glance

Sequoia Financial Group, L.L.C., an SEC-registered wealth manager based in Akron, OH with $32.2 billion in regulatory assets, lists Annelise W. McCauley on its Form ADV as President, Interim Chief Operating Officer, a control person.

Firms and roles

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Annelise’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • Thomas A. HaughtChairman, CEO, Sequoia Financial Group, L.L.C.
  • Kevin N. TichnellEVP, Chief Strategy & Acquisitions Officer, Interim Chief Financial Officer, Sequoia Financial Group, L.L.C.
  • Trevor R. ChunaChief Technology Officer, Sequoia Financial Group, L.L.C.
  • Christopher B. ThomEVP, Chief Strategy & Partnership Officer, Sequoia Financial Group, L.L.C.
  • Norborne G. SmithHead of Sequoia Sentinel Family Office, Sequoia Financial Group, L.L.C.

6 more people named with Annelise on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Annelise’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.