Elected Member · Guardian Wealth Partners, LLC
Nancy R DeRusso
CRD 4412231 · Named on Form ADV at one SEC-registered adviser
At a glance
Guardian Wealth Partners, LLC, an SEC-registered wealth manager based in New York, NY with $191 million in regulatory assets, lists Nancy R DeRusso on its Form ADV as Elected Member, a control person.
Firms and roles
- Guardian Wealth Partners, LLCElected MemberWealth manager · New York, NY · $191M in regulatory assets
AtlasMembers
Nancy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Nancy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Joshua Neil HerganGeneral Counsel, Guardian Wealth Partners, LLC
- Allen Warren BoggsHead of Product & Supervision, Guardian Wealth Partners, LLC
- Marianne Grace CaswellPresident and Elected Member, Guardian Wealth Partners, LLC
- Michael John RynikerHead of Operations, Guardian Wealth Partners, LLC
- Carly Pritchard MaherElected Member & Chief Operating Officer, Guardian Wealth Partners, LLC
1 more person named with Nancy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.