Chief Compliance Officer · U.S. Global Investors, Inc.
Monica Blanco
CRD 7190125 · Named on Form ADV at 2 SEC-registered advisers
At a glance
U.S. Global Investors, Inc., an SEC-registered asset manager based in SAN Antonio, TX with $1.7 billion in regulatory assets, lists Monica Blanco on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Monica at 1 other registered adviser.
Firms and roles
- U.S. Global Investors, Inc.Chief Compliance OfficerAsset manager · SAN Antonio, TX · $1.7B in regulatory assets
- Siddhi Capital, LLCChief Compliance OfficerPrivate fund adviser · Meridian, ID · $304M in regulatory assets
AtlasMembers
Monica’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Thomas F. LydonDirector, U.S. Global Investors, Inc.
- Jerold H. RubinsteinDirector, Chairman of the Board, U.S. Global Investors, Inc.
- Frank E. HolmesDirector, Chief Executive Officer, Chief Investment Officer, U.S. Global Investors, Inc.
- Roy D. TerracinaDirector, U.S. Global Investors, Inc.
- Lisa C. CallicotteChief Financial Officer, U.S. Global Investors, Inc.
5 more people named with Monica on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Monica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.