Chief Financial Officer · U.S. Global Investors, Inc.
Lisa C. Callicotte
CRD 5703473 · Named on Form ADV at one SEC-registered adviser
At a glance
U.S. Global Investors, Inc., an SEC-registered asset manager based in SAN Antonio, TX with $1.7 billion in regulatory assets, lists Lisa C. Callicotte on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- U.S. Global Investors, Inc.Chief Financial OfficerAsset manager · SAN Antonio, TX · $1.7B in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Thomas F. LydonDirector, U.S. Global Investors, Inc.
- Jerold H. RubinsteinDirector, Chairman of the Board, U.S. Global Investors, Inc.
- Frank E. HolmesDirector, Chief Executive Officer, Chief Investment Officer, U.S. Global Investors, Inc.
- Roy D. TerracinaDirector, U.S. Global Investors, Inc.
- Monica BlancoChief Compliance Officer, U.S. Global Investors, Inc.
1 more person named with Lisa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.