Director, Chief Executive Officer, Chief Investment Officer · U.S. Global Investors, Inc.
Frank E. Holmes
CRD 4385517 · Named on Form ADV at one SEC-registered adviser
At a glance
U.S. Global Investors, Inc., an SEC-registered asset manager based in SAN Antonio, TX with $1.7 billion in regulatory assets, lists Frank E. Holmes on its Form ADV as Director, Chief Executive Officer, Chief Investment Officer, a control person.
Firms and roles
- U.S. Global Investors, Inc.Director, Chief Executive Officer, Chief Investment OfficerAsset manager · SAN Antonio, TX · $1.7B in regulatory assets
AtlasMembers
Frank’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Thomas F. LydonDirector, U.S. Global Investors, Inc.
- Jerold H. RubinsteinDirector, Chairman of the Board, U.S. Global Investors, Inc.
- Roy D. TerracinaDirector, U.S. Global Investors, Inc.
- Lisa C. CallicotteChief Financial Officer, U.S. Global Investors, Inc.
- Monica BlancoChief Compliance Officer, U.S. Global Investors, Inc.
1 more person named with Frank on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.