Director · Northern Trust Securities, Inc
Mitchell Blair Thornton
CRD 2515299 · Named on Form ADV at one SEC-registered adviser
At a glance
Northern Trust Securities, Inc, an SEC-registered broker-dealer firm based in Chicago, IL with $1.7 billion in regulatory assets, lists Mitchell Blair Thornton on its Form ADV as Director, a control person.
Firms and roles
- Northern Trust Securities, IncDirectorBroker-dealer firm · Chicago, IL · $1.7B in regulatory assets
AtlasMembers
Mitchell’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1994 (32 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Mitchell’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Ryan Douglas BurnsDirector, Northern Trust Securities, Inc
- Craig Richard CarberryChief Legal Officer & Secretary, Northern Trust Securities, Inc
- Melanie Zairis PickettDirector, Northern Trust Securities, Inc
- Sunitha Cherian ThomasDirector, Northern Trust Securities, Inc
- Anthony Joseph PeccatielloChief Operations Officer, Northern Trust Securities, Inc
3 more people named with Mitchell on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mitchell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.