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Svp/us Chief Operations Officer/managing Director · Nomura Investment Management Business Trust

Michael F. Capuzzi

CRD 1124735 · Named on Form ADV at one SEC-registered adviser

At a glance

Nomura Investment Management Business Trust, an SEC-registered asset manager based in Philadelphia, PA with $144.0 billion in regulatory assets, lists Michael F. Capuzzi on its Form ADV as Svp/us Chief Operations Officer/managing Director.

Firms and roles

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Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • David F. ConnorSvp/general Counsel/secretary/managing Director, Nomura Investment Management Business Trust
  • Shawn K. LytleChief Executive Officer/senior Managing Director, Nomura Investment Management Business Trust
  • RICHARD (. SALUSSvp/global Head of Fund Services/managing Director, Nomura Investment Management Business Trust
  • Robert P. WolfangelSvp/managing Director, Nomura Investment Management Business Trust
  • Martin WolinChief Compliance Officer/svp/managing Director, Nomura Investment Management Business Trust

1 more person named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.