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Chief Compliance Officer/svp/managing Director · Nomura Investment Management Business Trust

Martin Wolin

CRD 4331075 · Named on Form ADV at one SEC-registered adviser

At a glance

Nomura Investment Management Business Trust, an SEC-registered asset manager based in Philadelphia, PA with $144.0 billion in regulatory assets, lists Martin Wolin on its Form ADV as Chief Compliance Officer/svp/managing Director, a control person.

Firms and roles

AtlasMembers

Martin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • David F. ConnorSvp/general Counsel/secretary/managing Director, Nomura Investment Management Business Trust
  • Shawn K. LytleChief Executive Officer/senior Managing Director, Nomura Investment Management Business Trust
  • RICHARD (. SALUSSvp/global Head of Fund Services/managing Director, Nomura Investment Management Business Trust
  • Michael F. CapuzziSvp/us Chief Operations Officer/managing Director, Nomura Investment Management Business Trust
  • Robert P. WolfangelSvp/managing Director, Nomura Investment Management Business Trust

1 more person named with Martin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Martin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.