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Svp/general Counsel/secretary/managing Director · Nomura Investment Management Business Trust

David F. Connor

CRD 4243088 · Named on Form ADV at one SEC-registered adviser

At a glance

Nomura Investment Management Business Trust, an SEC-registered asset manager based in Philadelphia, PA with $144.0 billion in regulatory assets, lists David F. Connor on its Form ADV as Svp/general Counsel/secretary/managing Director, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Shawn K. LytleChief Executive Officer/senior Managing Director, Nomura Investment Management Business Trust
  • RICHARD (. SALUSSvp/global Head of Fund Services/managing Director, Nomura Investment Management Business Trust
  • Michael F. CapuzziSvp/us Chief Operations Officer/managing Director, Nomura Investment Management Business Trust
  • Robert P. WolfangelSvp/managing Director, Nomura Investment Management Business Trust
  • Martin WolinChief Compliance Officer/svp/managing Director, Nomura Investment Management Business Trust

1 more person named with David on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.