Chief Accounting Officer · Gabelli Funds, LLC
Kieran D. Caterina
CRD 3049042 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Gabelli Funds, LLC, an SEC-registered asset manager based in RYE, NY with $24.6 billion in regulatory assets, lists Kieran D. Caterina on its Form ADV as Chief Accounting Officer, a control person. The SEC filings also name Kieran at 1 other registered adviser.
Firms and roles
- Gabelli Funds, LLCChief Accounting OfficerAsset manager · RYE, NY · $25B in regulatory assets
- Gamco Asset Management Inc.Co Chief Accounting OfficerAsset manager · Greenwich, CT · $12B in regulatory assets
AtlasMembers
Kieran’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- David M. GoldmanVice President, Corporate Development, Gabelli Funds, LLC
- Mario J. GabelliChief Investment Officer, Gabelli Funds, LLC
- Richard J. WalzChief Compliance Officer, Gabelli Funds, LLC
- John C. BallSenior Vice President, Fund Administration, Gabelli Funds, LLC
- Douglas R. JamiesonPresident, Chief Operating Officer, Managing Director, Director, Gamco Asset Management Inc.
7 more people named with Kieran on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kieran’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.