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Vice President, Corporate Development · Gabelli Funds, LLC

David M. Goldman

CRD 3191963 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Gabelli Funds, LLC, an SEC-registered asset manager based in RYE, NY with $24.6 billion in regulatory assets, lists David M. Goldman on its Form ADV as Vice President, Corporate Development, a control person. The SEC filings also name David at 1 other registered adviser.

Firms and roles

  • Gabelli Funds, LLCVice President, Corporate DevelopmentAsset manager · RYE, NY · $25B in regulatory assets
  • Gamco Asset Management Inc.General Counsel, Secretary & Chief Compliance OfficerAsset manager · Greenwich, CT · $12B in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

7 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.