Senior Vice President, Fund Administration · Gabelli Funds, LLC
John C. Ball
CRD 3153792 · Named on Form ADV at one SEC-registered adviser
At a glance
Gabelli Funds, LLC, an SEC-registered asset manager based in RYE, NY with $24.6 billion in regulatory assets, lists John C. Ball on its Form ADV as Senior Vice President, Fund Administration, a control person.
Firms and roles
- Gabelli Funds, LLCSenior Vice President, Fund AdministrationAsset manager · RYE, NY · $25B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David M. GoldmanVice President, Corporate Development, Gabelli Funds, LLC
- Mario J. GabelliChief Investment Officer, Gabelli Funds, LLC
- Richard J. WalzChief Compliance Officer, Gabelli Funds, LLC
- Kieran D. CaterinaChief Accounting Officer, Gabelli Funds, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.