Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC
Kathleen Soberg
CRD 2168670 · Maple Grove, MN
At a glance
Kathleen Soberg is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in Maple Grove, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kathleen’s SEC record dates to 2010, about 16 years ago. Kathleen is also registered as a broker representative.
Current advisory firms
- Wells Fargo Advisors Financial Network, LLCSince July 2024Maple Grove, MN · $252B in regulatory assets
- Wells Fargo Clearing Services, LLCSince November 2013Minneapolis, MN · $671B in regulatory assets
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kathleen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.