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Director of Relationship Management · Peddock Capital Advisors, LLC

Katelyn M. Simmons

CRD 6208246 · Named on Form ADV at one SEC-registered adviser

At a glance

Peddock Capital Advisors, LLC, an SEC-registered wealth manager based in Braintree, MA with $836 million in regulatory assets, lists Katelyn M. Simmons on its Form ADV as Director of Relationship Management.

Firms and roles

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Katelyn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2015 (11 years)
Designations
Certified Financial Planner
Exams
Series 63, Series 65
Registered in
2 states
Also a broker representative
No
Disclosures on record
None

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Katelyn’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John F. DesimoneChief Compliance Officer, President, Peddock Capital Advisors, LLC
  • Peter E. SimmonsChief Executive Officer, Peddock Capital Advisors, LLC
  • Matthew E. SimmonsChief Operations Officer, Wealth Advisor, Peddock Capital Advisors, LLC
  • Ian G. BrowningPartner, Director of Investment Strategy, Peddock Capital Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katelyn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.