Chief Operations Officer, Wealth Advisor · Peddock Capital Advisors, LLC
Matthew E. Simmons
CRD 6704411 · Named on Form ADV at one SEC-registered adviser
At a glance
Peddock Capital Advisors, LLC, an SEC-registered wealth manager based in Braintree, MA with $836 million in regulatory assets, lists Matthew E. Simmons on its Form ADV as Chief Operations Officer, Wealth Advisor, a control person.
Firms and roles
- Peddock Capital Advisors, LLCChief Operations Officer, Wealth AdvisorWealth manager · Braintree, MA · $836M in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John F. DesimoneChief Compliance Officer, President, Peddock Capital Advisors, LLC
- Peter E. SimmonsChief Executive Officer, Peddock Capital Advisors, LLC
- Ian G. BrowningPartner, Director of Investment Strategy, Peddock Capital Advisors, LLC
- Katelyn M. SimmonsDirector of Relationship Management, Peddock Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.