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Chief Executive Officer · Peddock Capital Advisors, LLC

Peter E. Simmons

CRD 4379811 · Named on Form ADV at one SEC-registered adviser

At a glance

Peddock Capital Advisors, LLC, an SEC-registered wealth manager based in Braintree, MA with $836 million in regulatory assets, lists Peter E. Simmons on its Form ADV as Chief Executive Officer, a control person.

Firms and roles

AtlasMembers

Peter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John F. DesimoneChief Compliance Officer, President, Peddock Capital Advisors, LLC
  • Matthew E. SimmonsChief Operations Officer, Wealth Advisor, Peddock Capital Advisors, LLC
  • Ian G. BrowningPartner, Director of Investment Strategy, Peddock Capital Advisors, LLC
  • Katelyn M. SimmonsDirector of Relationship Management, Peddock Capital Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.