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Owner, Chief Financial Officer, Chief Operating Officer · Aristotle Pacific Capital, LLC

Joshua B. Schwab

CRD 7051012 · Named on Form ADV at 5 SEC-registered advisers

At a glance

Aristotle Pacific Capital, LLC, an SEC-registered asset manager based in Newport Beach, CA with $26.8 billion in regulatory assets, lists Joshua B. Schwab on its Form ADV as Owner, Chief Financial Officer, Chief Operating Officer, a control person. The SEC filings also name Joshua at 4 other registered advisers.

Firms and roles

AtlasMembers

Joshua’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
5 firmsLocked
Control-person status
5 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • Carol E. RumseyOwner, Chief Compliance Officer, Aristotle Pacific Capital, LLC
  • Joseph G. LallandeOwner, General Counsel, Aristotle Pacific Capital, LLC
  • Dominic D. NolanOwner, Chief Executive Officer, Aristotle Pacific Capital, LLC
  • Charles R. BoydOwner, Senior Managing Director/portfolio Manager, Aristotle Pacific Capital, LLC
  • James P. LeasureOwner, Senior Managing Director, Aristotle Pacific Capital, LLC

6 more people named with Joshua on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joshua’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.