Asset manager · Newport Beach, CA
Aristotle Pacific Capital, LLC
SEC-registered investment adviser · CRD 298050 · SEC 801-117402
At a glance
Aristotle Pacific Capital, LLC is an SEC-registered investment adviser based in Newport Beach, California, with $26.8 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 317th of 3,218 asset managers and 705th of 17,210 SEC-registered advisers by assets.
Main office 949-681-2100aristotlepacific.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $27B
- Rank among asset managers
- #317 of 3,218
- Rank among all SEC RIAs
- #705 of 17,210
- Rank in California
- #77 of 1,873
- Clients
- 15
- Accounts
- 44
- Discretionary
- 100% of AUM
- Employees
- 46
- Advisory staff
- 22
- Offices
- 1
Owners and executives on its Form ADV
- Carol E. RumseyOwner, Chief Compliance Officer
- Joseph G. LallandeOwner, General Counsel
- Dominic D. NolanOwner, Chief Executive Officer
- Charles R. BoydOwner, Senior Managing Director/portfolio Manager
- Joshua B. SchwabOwner, Chief Financial Officer, Chief Operating Officer
- James P. LeasureOwner, Senior Managing Director
- Michael I. MarzoukOwner, Senior Managing Director/portfolio Manager
- Brian M. RobertsonOwner, Senior Managing Director/portfolio Manager
- David C WeismillerOwner, Senior Managing Director/portfolio Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Aristotle Pacific Capital, LLC is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Foreside Financial Services as the broker-dealer its advisers are registered with.
Other Financial Industry Activities and Affiliations Certain employees of Aristotle Pacific are registered representatives with Foreside Financial Services, LLC, a registered broker -dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 5 | $15B | 56% |
| Insurance companies | – | $5.1B | 19% |
| Pooled investment vehicles | 10 | $4.6B | 17% |
| Corporations or other businesses | – | $1.5B | 6% |
| State or municipal government entities | – | $534M | 2% |
| Pension and profit sharing plans | – | $107M | <1% |
Private funds
Aristotle Pacific Capital, LLC reports 6 private funds with $2.7B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Aristotle Pacific Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗aristotlepacific.com ↗
AtlasMembers
The full record on Aristotle Pacific Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 385 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Aristotle Pacific Capital, LLC manage?
Aristotle Pacific Capital, LLC reports $26.8 billion in regulatory assets under management across 44 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Aristotle Pacific Capital, LLC?
Aristotle Pacific Capital, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Aristotle Pacific Capital, LLC’s clients?
By assets, its largest client types are investment companies ($14.9 billion, 5 clients); insurance companies ($5.1 billion); pooled investment vehicles ($4.6 billion, 10 clients).
Does Aristotle Pacific Capital, LLC manage private funds?
Yes. It reports 6 private funds with $2.7 billion in gross assets, including other private funds.
Does Aristotle Pacific Capital, LLC have any disciplinary history?
Aristotle Pacific Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Aristotle Pacific Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →