Owner, General Counsel · Aristotle Pacific Capital, LLC
Joseph G. Lallande
CRD 3136071 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Aristotle Pacific Capital, LLC, an SEC-registered asset manager based in Newport Beach, CA with $26.8 billion in regulatory assets, lists Joseph G. Lallande on its Form ADV as Owner, General Counsel, a control person. The SEC filings also name Joseph at 4 other registered advisers.
Firms and roles
- Aristotle Pacific Capital, LLCOwner, General CounselAsset manager · Newport Beach, CA · $27B in regulatory assets
- Aristotle Investment Services, LLCDeputy Chief Legal OfficerAsset manager · Newport Beach, CA · $17B in regulatory assets
- APC Asset Development I, LPGeneral CounselPrivate fund adviser · Newport Beach, CA · $2.3B in regulatory assets
- APC Asset Development II, LPGeneral CounselPrivate fund adviser · Newport Beach, CA · $2.1B in regulatory assets
- Aristotle Pacific CLO Adviser III, LLCGeneral CounselAsset manager · Newport Beach, CA · $0M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Carol E. RumseyOwner, Chief Compliance Officer, Aristotle Pacific Capital, LLC
- Dominic D. NolanOwner, Chief Executive Officer, Aristotle Pacific Capital, LLC
- Charles R. BoydOwner, Senior Managing Director/portfolio Manager, Aristotle Pacific Capital, LLC
- Joshua B. SchwabOwner, Chief Financial Officer, Chief Operating Officer, Aristotle Pacific Capital, LLC
- James P. LeasureOwner, Senior Managing Director, Aristotle Pacific Capital, LLC
6 more people named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.