President, CEO & Director · Safford Nicholas H & Co Inc
John E. Safford
CRD 2253077 · Named on Form ADV at one SEC-registered adviser
At a glance
Safford Nicholas H & Co Inc, an SEC-registered wealth manager based in Rockport, MA with $1.8 billion in regulatory assets, lists John E. Safford on its Form ADV as President, CEO & Director, a control person.
Firms and roles
- Safford Nicholas H & Co IncPresident, CEO & DirectorWealth manager · Rockport, MA · $1.8B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Elizabeth A. MalcolmsonChief Compliance Officer & Director of Operations, Safford Nicholas H & Co Inc
- Norton Q. SloanVice President & Director, Safford Nicholas H & Co Inc
- William P. DwyerDirector of Research, Safford Nicholas H & Co Inc
- Deborah P. SaffordTreasurer & Director, Safford Nicholas H & Co Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.