Vice President & Director · Safford Nicholas H & Co Inc
Norton Q. Sloan
CRD 4965593 · Named on Form ADV at one SEC-registered adviser
At a glance
Safford Nicholas H & Co Inc, an SEC-registered wealth manager based in Rockport, MA with $1.8 billion in regulatory assets, lists Norton Q. Sloan on its Form ADV as Vice President & Director, a control person.
Firms and roles
- Safford Nicholas H & Co IncVice President & DirectorWealth manager · Rockport, MA · $1.8B in regulatory assets
AtlasMembers
Norton’s stakes and control
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- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- John E. SaffordPresident, CEO & Director, Safford Nicholas H & Co Inc
- Elizabeth A. MalcolmsonChief Compliance Officer & Director of Operations, Safford Nicholas H & Co Inc
- William P. DwyerDirector of Research, Safford Nicholas H & Co Inc
- Deborah P. SaffordTreasurer & Director, Safford Nicholas H & Co Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Norton’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.