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Chief Compliance Officer & Director of Operations · Safford Nicholas H & Co Inc

Elizabeth A. Malcolmson

CRD 5036202 · Named on Form ADV at one SEC-registered adviser

At a glance

Safford Nicholas H & Co Inc, an SEC-registered wealth manager based in Rockport, MA with $1.8 billion in regulatory assets, lists Elizabeth A. Malcolmson on its Form ADV as Chief Compliance Officer & Director of Operations.

Firms and roles

  • Safford Nicholas H & Co IncChief Compliance Officer & Director of OperationsWealth manager · Rockport, MA · $1.8B in regulatory assets

AtlasMembers

Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.