Partner · BHK Securities, LLC
John Gurney Brock
CRD 31081 · Named on Form ADV at 2 SEC-registered advisers
At a glance
BHK Securities, LLC, an SEC-registered broker-dealer firm based in Birmingham, AL with $128 million in regulatory assets, lists John Gurney Brock on its Form ADV as Partner, a control person. The SEC filings also name John at 1 other registered adviser.
Firms and roles
- BHK Securities, LLCPartnerBroker-dealer firm · Birmingham, AL · $128M in regulatory assets
- BHK Investment AdvisorsMemberWealth manager · Birmingham, AL · $794M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Meredyth Roberts HazzardCEO / Finop / PFO / POO, BHK Securities, LLC
- James Bailey KnightChief Compliance Officer / Srop / Crop, BHK Securities, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.