Executive Vice President/board Member · Marchand Faries Financial Management, Inc.
John R. Faries
CRD 5115108 · Named on Form ADV at one SEC-registered adviser
At a glance
Marchand Faries Financial Management, Inc., an SEC-registered wealth manager with $139 million in regulatory assets, lists John R. Faries on its Form ADV as Executive Vice President/board Member, a control person.
Firms and roles
- Marchand Faries Financial Management, Inc.Executive Vice President/board MemberWealth manager · United States · $139M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2025
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephen T. FariesVice President, Board Member, Marchand Faries Financial Management, Inc.
- Jane E. MarchandPresident, Board Member, Chief Compliance Officer, Marchand Faries Financial Management, Inc.
- Jennifer C. ShefflerVice President, Board Member, Director of Client Services, Marchand Faries Financial Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.