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Vice President, Board Member · Marchand Faries Financial Management, Inc.

Stephen T. Faries

CRD 2715290 · Named on Form ADV at one SEC-registered adviser

At a glance

Marchand Faries Financial Management, Inc., an SEC-registered wealth manager with $139 million in regulatory assets, lists Stephen T. Faries on its Form ADV as Vice President, Board Member, a control person.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jane E. MarchandPresident, Board Member, Chief Compliance Officer, Marchand Faries Financial Management, Inc.
  • John R. FariesExecutive Vice President/board Member, Marchand Faries Financial Management, Inc.
  • Jennifer C. ShefflerVice President, Board Member, Director of Client Services, Marchand Faries Financial Management, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.