Chief Legal Officer and Chief Admin OFF. · Bolton Global Asset Management
John Gennaro Cataldo
CRD 5707721 · Named on Form ADV at one SEC-registered adviser
At a glance
Bolton Global Asset Management, an SEC-registered broker-dealer firm based in Bolton, MA with $8.3 billion in regulatory assets, lists John Gennaro Cataldo on its Form ADV as Chief Legal Officer and Chief Admin OFF., a control person.
Firms and roles
- Bolton Global Asset ManagementChief Legal Officer and Chief Admin OFF.Broker-dealer firm · Bolton, MA · $8.3B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven Christopher PreskenisChief Executive Officer, Bolton Global Asset Management
- Daphne Jane MahleChief Compliance Officer, Bolton Global Asset Management
- Steven R TarpeyCFO and Finop, Bolton Global Asset Management
- Matthew George BealsPresident, Bolton Global Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.