Chief Compliance Officer · Bolton Global Asset Management
Daphne Jane Mahle
CRD 4367277 · Named on Form ADV at one SEC-registered adviser
At a glance
Bolton Global Asset Management, an SEC-registered broker-dealer firm based in Bolton, MA with $8.3 billion in regulatory assets, lists Daphne Jane Mahle on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Bolton Global Asset ManagementChief Compliance OfficerBroker-dealer firm · Bolton, MA · $8.3B in regulatory assets
AtlasMembers
Daphne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven Christopher PreskenisChief Executive Officer, Bolton Global Asset Management
- Steven R TarpeyCFO and Finop, Bolton Global Asset Management
- John Gennaro CataldoChief Legal Officer and Chief Admin OFF., Bolton Global Asset Management
- Matthew George BealsPresident, Bolton Global Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daphne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.