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Chief Financial Officer / Managing Director · First Trust Advisors LP

James M. Dykas

CRD 2264809 · Named on Form ADV at 2 SEC-registered advisers

At a glance

First Trust Advisors LP, an SEC-registered asset manager based in Wheaton, IL with $309.2 billion in regulatory assets, lists James M. Dykas on its Form ADV as Chief Financial Officer / Managing Director, a control person. The SEC filings also name James at 1 other registered adviser.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.