General Counsel · First Trust Advisors LP
William S. Jardine
CRD 2609233 · Named on Form ADV at 2 SEC-registered advisers
At a glance
First Trust Advisors LP, an SEC-registered asset manager based in Wheaton, IL with $309.2 billion in regulatory assets, lists William S. Jardine on its Form ADV as General Counsel, a control person. The SEC filings also name William at 1 other registered adviser.
Firms and roles
- First Trust Advisors LPGeneral CounselAsset manager · Wheaton, IL · $309B in regulatory assets
- Stonebridge Advisors LLCSecretaryAsset manager · Wilton, CT · $12B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- Robert S. HallManaging Director, First Trust Advisors LP
- Andrew S. RoggensackPresident, First Trust Advisors LP
- James A. BowenChief Executive Officer, First Trust Advisors LP
- David G. McGarelManaging Director/chief Investment Officer, First Trust Advisors LP
- Daniel J. LindquistManaging Director, First Trust Advisors LP
8 more people named with William on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.