Managing Director/chief Investment Officer · First Trust Advisors LP
David G. McGarel
CRD 2945880 · Named on Form ADV at 3 SEC-registered advisers
At a glance
First Trust Advisors LP, an SEC-registered asset manager based in Wheaton, IL with $309.2 billion in regulatory assets, lists David G. McGarel on its Form ADV as Managing Director/chief Investment Officer, a control person. The SEC filings also name David at 2 other registered advisers.
Firms and roles
- First Trust Advisors LPManaging Director/chief Investment OfficerAsset manager · Wheaton, IL · $309B in regulatory assets
- Stonebridge Advisors LLCDirectorAsset manager · Wilton, CT · $12B in regulatory assets
- First Trust Global Portfolios LTD.DirectorAsset manager · London, United Kingdom · $339M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (16)
- William S. JardineGeneral Counsel, First Trust Advisors LP
- Robert S. HallManaging Director, First Trust Advisors LP
- Andrew S. RoggensackPresident, First Trust Advisors LP
- James A. BowenChief Executive Officer, First Trust Advisors LP
- Daniel J. LindquistManaging Director, First Trust Advisors LP
11 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 16 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.