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AML Officer · Huntington Financial Advisors

Greg James Smith

CRD 3006458 · Named on Form ADV at one SEC-registered adviser

At a glance

Huntington Financial Advisors, an SEC-registered broker-dealer firm based in Columbus, OH with $7.9 billion in regulatory assets, lists Greg James Smith on its Form ADV as AML Officer.

Firms and roles

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Greg’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
Locked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2007 (19 years)
Designations
None on file
Exams
Series 63, Series 66
Registered in
1 state
Also a broker representative
Yes
Disclosures on record
Yes, see the SEC record

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Greg’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
2 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

7 more people named with Greg on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Greg’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.