Shareholder · Giverny Capital Asset Management
Francois Rochon
CRD 4763502 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Giverny Capital Asset Management, an SEC-registered wealth manager based in New York, NY with $599 million in regulatory assets, lists Francois Rochon on its Form ADV as Shareholder, a control person. The SEC filings also name Francois at 2 other registered advisers.
Firms and roles
- Giverny Capital Asset ManagementShareholderWealth manager · New York, NY · $599M in regulatory assets
- Giverny Capital AdvisorsShareholderWealth manager · Princeton, NJ · $421M in regulatory assets
- Giverny CapitalCEOPrivate fund adviser · Montreal, Canada · $2.7B in regulatory assets
AtlasMembers
Francois’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David M. PoppePresident and Chief Compliance Officer, Giverny Capital Asset Management
- Patrick J. LegerMember/cco, Giverny Capital Advisors
- Jean-Philippe BouchardVp, Giverny Capital
- Marc-Emile SeguinChief Compliance Officer, Giverny Capital
- Stephanie PellerinChief Operating Officer, Giverny Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francois’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.