Private fund adviser · Montreal, Canada
Giverny Capital
Giverny Capital Inc. · SEC-registered investment adviser · CRD 130640 · SEC 801-62943
At a glance
Giverny Capital is an SEC-registered investment adviser based in Montreal, Canada, with $2.7 billion in regulatory assets under management as of its Form ADV filed June 12, 2026. Its largest client group by assets is individuals, and it reports 4,408 individual clients. By Form ADV it is a private fund adviser, ranked 1,394th of 4,686 private fund advisers and 3,017th of 17,210 SEC-registered advisers by assets.
Main office 514-842-5589givernycapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.7B
- Rank among private fund advisers
- #1,394 of 4,686
- Rank among all SEC RIAs
- #3,017 of 17,210
- Individual clients
- 4,408
- High-net-worth clients
- 371
- Accounts
- 5,043
- Discretionary
- 100% of AUM
- Employees
- 31
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Francois RochonCEO
- Jean-Philippe BouchardVp
- Marc-Emile SeguinChief Compliance Officer
- Stephanie PellerinChief Operating Officer
Custody and brokerage
Custodian
- National Bank Independent Network (nbin)$2.3B
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 4,037 | $1.0B | 38% |
| Corporations or other businesses | 626 | $933M | 35% |
| High-net-worth individuals | 371 | $706M | 26% |
| Pension and profit sharing plans | – | $16M | <1% |
| Charitable organizations | 8 | $11M | <1% |
Private funds
Giverny Capital reports 1 private funds with $1.4B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Giverny Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗givernycapital.com ↗
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The full record on Giverny Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,719 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Giverny Capital manage?
Giverny Capital reports $2.7 billion in regulatory assets under management across 5,043 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
What kind of firm is Giverny Capital?
Giverny Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Giverny Capital’s clients?
By assets, its largest client types are individuals ($1.0 billion, 4,037 clients); corporations or other businesses ($933 million, 626 clients); high-net-worth individuals ($706 million, 371 clients).
Does Giverny Capital manage private funds?
Yes. It reports 1 private funds with $1.4 billion in gross assets, including other private funds.
Does Giverny Capital have any disciplinary history?
Giverny Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Giverny Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →