President and Chief Compliance Officer · Giverny Capital Asset Management
David M. Poppe
CRD 1600359 · Named on Form ADV at one SEC-registered adviser
At a glance
Giverny Capital Asset Management, an SEC-registered wealth manager based in New York, NY with $599 million in regulatory assets, lists David M. Poppe on its Form ADV as President and Chief Compliance Officer, a control person.
Firms and roles
- Giverny Capital Asset ManagementPresident and Chief Compliance OfficerWealth manager · New York, NY · $599M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.