President · Pruco Securities, LLC
Dexter Michael Feliciano
CRD 5483537 · Named on Form ADV at one SEC-registered adviser
At a glance
Pruco Securities, LLC, an SEC-registered broker-dealer firm based in Newark, NJ with $0 in regulatory assets, lists Dexter Michael Feliciano on its Form ADV as President, a control person.
Firms and roles
- Pruco Securities, LLCPresidentBroker-dealer firm · Newark, NJ · $0M in regulatory assets
AtlasMembers
Dexter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dexter’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Patrick Liam HynesChairman, Elected Manager, Pruco Securities, LLC
- Anthony Michael FontanoElected Manager, Pruco Securities, LLC
- Robert Philip SmitChief Financial Officer, Principal Financial Officer, Controller, Principal Operations Officer, Pruco Securities, LLC
- Jordan Karsten ThomsenChief Legal Officer, Pruco Securities, LLC
- Scott Emory DepewElected Manager, Pruco Securities, LLC
2 more people named with Dexter on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dexter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.