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Chief Compliance Officer · Exchange Traded Concepts, LLC

Dennis P. Lowenfels

CRD 4030379 · Named on Form ADV at one SEC-registered adviser

At a glance

Exchange Traded Concepts, LLC, an SEC-registered asset manager based in Oklahoma City, OK with $23.0 billion in regulatory assets, lists Dennis P. Lowenfels on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Dennis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dennis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.